Promoting information in the marketplace for financial services : financial market regulation and international standards
Paul Latimer, Philipp Maume
- Cham : Springer International, c2015.
- xv, 238 p. : ill. ; 24 cm.
1. Introduction: promoting information -- 2. Disclosure of financial and non-financial information in the marketplace -- 3. How should financial markets be regulated to ensure that information is provided? -- 4. Promoting information under broker/client rules at common caw and in equity -- 5. The failure of industry licensing to keep the market informed: obligation to provide financial services 'efficiently, honestly and fairly' -- 6. The ability of the commission to achieve disclosure in financial markets -- 7. Stock exchanges and the promotion of information -- 8. Towards principles-based regulation.
"This book provides a unique comparative and global analysis of the regulation of disclosure in financial (securities) markets. It is written by two authors who represent both the new world (Australia) and the old world (Germany). The authors present their research in the global business context, with legal and regulatory perspectives including some references from Africa, Asia, the Middle East and South America."--Back cover.
9783319352305
International finance--Law and legislation Finance--Law and legislation