Investor and industry perspectives on investment advisers and broker-dealers / 
Angela K. Hung ... [et al.]. 
 - Santa Monica, CA :  Rand,  c2008. 
 - xxiii, 204 p. :  ill. (some col ;  28 cm. 
 - Technical report ;  TR-556-SEC .
 - Technical report (Rand Corporation ; .
<br/><br/> "RAND Institute for Civil Justice, LRN-RAND Center for Corporate Ethics, Law, and Governance.". 
<br/><br/>Includes bibliographical references (p. 199-204). 
<br/><br/><label>ISBN: </label>9780833044037 (pbk. : alk. paper) 0833044036 (pbk. : alk. paper) 
<br/><br/><label>LCCN: </label>2008002124 
<br/><br/><label>Subjects--Topical Terms: </label><br/>Securities--United States.<br/>Securities industry--Law and legislation--United States.<br/>Investment advisors--Legal status, laws, etc.--United States.<br/>Stockbrokers--Legal status, laws, etc.--United States.
<br/><br/><label>Dewey Class. No.: </label>346.73/0922