TY  - BOOK
AU  - Hung,Angela A.
TI  - Investor and industry perspectives on investment advisers and broker-dealers
T2  - Technical report
SN  - 9780833044037 (pbk. : alk. paper)
U1  - 346.73/0922 
PY  - 2008///
CY  - Santa Monica, CA
PB  - Rand
KW  - Securities
KW  - United States
KW  - Securities industry
KW  - Law and legislation
KW  - Investment advisors
KW  - Legal status, laws, etc
KW  - Stockbrokers
N1  - "RAND Institute for Civil Justice, LRN-RAND Center for Corporate Ethics, Law, and Governance."; Includes bibliographical references (p. 199-204)
UR  - https://uowd.box.com/s/ag8teo838mkdgrsn9gy6fsuthj778bnv
ER  -