| 000 | 01425cam a2200289 a 4500 | ||
|---|---|---|---|
| 999 |
_c4802 _d4802 |
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| 010 | _a 2008002124 | ||
| 020 | _a9780833044037 (pbk. : alk. paper) | ||
| 020 | _a0833044036 (pbk. : alk. paper) | ||
| 082 | 0 | 0 | _a346.73/0922 |
| 245 | 0 | 0 |
_aInvestor and industry perspectives on investment advisers and broker-dealers / _cAngela K. Hung ... [et al.]. |
| 260 |
_aSanta Monica, CA : _bRand, _cc2008. |
||
| 300 |
_axxiii, 204 p. : _bill. (some col ; _c28 cm. |
||
| 490 | 1 |
_aTechnical report ; _vTR-556-SEC |
|
| 500 | _a"RAND Institute for Civil Justice, LRN-RAND Center for Corporate Ethics, Law, and Governance.". | ||
| 504 | _aIncludes bibliographical references (p. 199-204). | ||
| 650 | 0 |
_aSecurities _zUnited States. _947821 |
|
| 650 | 0 |
_aSecurities industry _xLaw and legislation _zUnited States. _949068 |
|
| 650 | 0 |
_aInvestment advisors _xLegal status, laws, etc. _zUnited States. _953264 |
|
| 650 | 0 |
_aStockbrokers _xLegal status, laws, etc. _zUnited States. _953265 |
|
| 700 | 1 |
_aHung, Angela A. _953266 |
|
| 830 | 0 |
_aTechnical report (Rand Corporation ; _953267 |
|
| 856 |
_uhttps://uowd.box.com/s/ag8teo838mkdgrsn9gy6fsuthj778bnv _zLocation Map |
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