| INTERNATIONAL STANDARD BOOK NUMBER |
|---|
| International Standard Book Number |
9783319352305 |
| DEWEY DECIMAL CLASSIFICATION NUMBER |
|---|
| Call number |
343.03 LA PR |
| MAIN ENTRY--PERSONAL NAME |
|---|
| Authors |
Latimer, Paul |
| TITLE STATEMENT |
|---|
| Title |
Promoting information in the marketplace for financial services : |
| Subtitle |
financial market regulation and international standards |
| Statement of responsibility, etc |
Paul Latimer, Philipp Maume |
| PUBLICATION, DISTRIBUTION, ETC. (IMPRINT) |
|---|
| Place of publication |
Cham : |
| Publisher |
Springer International, |
| Date |
c2015. |
| PHYSICAL DESCRIPTION |
|---|
| Extent |
xv, 238 p. : |
| Other Details |
ill. ; |
| Size |
24 cm. |
| CONTENTS |
|---|
| Contents |
1. Introduction: promoting information -- 2. Disclosure of financial and non-financial information in the marketplace -- 3. How should financial markets be regulated to ensure that information is provided? -- 4. Promoting information under broker/client rules at common caw and in equity -- 5. The failure of industry licensing to keep the market informed: obligation to provide financial services 'efficiently, honestly and fairly' -- 6. The ability of the commission to achieve disclosure in financial markets -- 7. Stock exchanges and the promotion of information -- 8. Towards principles-based regulation. |
| SUMMARY |
|---|
| Summary |
"This book provides a unique comparative and global analysis of the regulation of disclosure in financial (securities) markets. It is written by two authors who represent both the new world (Australia) and the old world (Germany). The authors present their research in the global business context, with legal and regulatory perspectives including some references from Africa, Asia, the Middle East and South America."--Back cover. |
| SUBJECT ADDED ENTRY--TOPICAL TERM |
|---|
| Topical Heading |
International finance |
| General |
Law and legislation |
| SUBJECT ADDED ENTRY--TOPICAL TERM |
|---|
| Topical Heading |
Finance |
| General |
Law and legislation |
| ADDED ENTRY |
|---|
| Name |
Maume, Philipp |
| ELECTRONIC LOCATION AND ACCESS |
|---|
| Uniform Resource Identifier |
https://uowd.box.com/s/15dbxgfo8qabu6tmc3g5tvw68u9afpal |
| Public note |
Location Map |
| MAIN ENTRY--PERSONAL NAME |
|---|
| -- |
52514 |
| SUBJECT ADDED ENTRY--TOPICAL TERM |
|---|
| -- |
31488 |
| SUBJECT ADDED ENTRY--TOPICAL TERM |
|---|
| -- |
46918 |
| ADDED ENTRY |
|---|
| -- |
52515 |