Financial compliance : (Record no. 36282)
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| LIBRARY OF CONGRESS CONTROL NUMBER | |
|---|---|
| LC control number | 2019932965 |
| INTERNATIONAL STANDARD BOOK NUMBER | |
| International Standard Book Number | 9783030145101 |
| DEWEY DECIMAL CLASSIFICATION NUMBER | |
| Call number | 346.730666 FI NA |
| TITLE STATEMENT | |
| Title | Financial compliance : |
| Subtitle | issues, concerns and future directions |
| Statement of responsibility, etc | Edited by Maria Krambia Kapardis |
| PUBLICATION, DISTRIBUTION, ETC. (IMPRINT) | |
| Place of publication | New York, NY : |
| Publisher | Springer Berlin Heidelberg, |
| Date | c2019. |
| PHYSICAL DESCRIPTION | |
| Extent | xx, 276 p. : |
| Other Details | ill. ; |
| Size | 22 cm. |
| CONTENTS | |
| Contents | Chapter 1. Understanding Compliance with Laws and Regulations: A Mechanism-Based Approach; Anthony Bottoms Chapter 2. Legitimacy and Regulatory Compliance; Justice Tankebe. Chapter 3. The Uncertain Professional Status of Compliance; James A. Fanto Chapter 4. Compliance: From Soft Law to Hard Law—A view from France; Maria Lancri Chapter 5. Living with the new General Data Protection Regulation (GDPR); Mark Foulsham Chapter 6. Risk-Based Financial Regulation, and Compliance Officer Liability; Stuart Bazley Chapter 7. Whistleblowing: The Neglected Facilitator of Compliance; Eva Tsahuridu Chapter 8. The Skillset of an Effective Compliance Officer; Maria Krambia-Kapardis Chapter 9. Disentangling the Expectation Gap for Compliance Officers; Maria Krambia-Kapardis; Salomi Demetriou and Ioanna Stylianou. |
| SUMMARY | |
| Summary | This book explores the fundamental elements and risks that impact the compliance officer’s work. Following a comprehensive understanding of the role of a compliance officer, by engaging with themes of compliance officers’ liability, expectations, risks and effectiveness, it provides practical answers by leading academics and practitioners in the field. This work also draws on how other areas, such as GDPR, financial regulation and whistleblowing, challenges on compliance officers and provides a way forward to convert these challenges into opportunities. The discussion of compliance challenges and practices in Australia, Europe and the United States provides critical insights into the development of compliance in today’s financial environment. Financial Compliance: Issues, Concerns and Future Directions provides an invaluable working resource for academics, practitioners and a general audience interested in understanding and developing an effective compliance culture. |
| SUBJECT ADDED ENTRY--TOPICAL TERM | |
| Topical Heading | Corporations Finance |
| SUBJECT ADDED ENTRY--TOPICAL TERM | |
| Topical Heading | Public finance |
| ADDED ENTRY | |
| Name | Kapardis, Maria Krambia, |
| Role | Edited by |
| ELECTRONIC LOCATION AND ACCESS | |
| Uniform Resource Identifier | https://uowd.box.com/s/ag8teo838mkdgrsn9gy6fsuthj778bnv |
| Public note | Location Map |
| SUBJECT ADDED ENTRY--TOPICAL TERM | |
| -- | 30623 |
| SUBJECT ADDED ENTRY--TOPICAL TERM | |
| -- | 10863 |
| ADDED ENTRY | |
| -- | 53224 |
| Lost status | Source of classification or shelving scheme | Damaged status | Not for loan | Permanent location | Current location | Shelving location | Date acquired | Source of acquisition | Full call number | Barcode | Date last seen | Price effective from | Koha item type | Public note |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| University of Wollongong in Dubai | University of Wollongong in Dubai | Main Collection | 2019-07-31 | AMAUS | 346.730666 FI NA | T0062803 | 2019-07-25 | 2019-07-25 | REGULAR | Oct2019 |