Investor and industry perspectives on investment advisers and broker-dealers / (Record no. 4802)
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| LIBRARY OF CONGRESS CONTROL NUMBER | |
|---|---|
| LC control number | 2008002124 |
| ISBN | |
| International Standard Book Number | 9780833044037 (pbk. : alk. paper) |
| ISBN | |
| International Standard Book Number | 0833044036 (pbk. : alk. paper) |
| DEWEY DECIMAL CLASSIFICATION NUMBER | |
| Call number | 346.73/0922 |
| TITLE STATEMENT | |
| Title | Investor and industry perspectives on investment advisers and broker-dealers / |
| Statement of responsibility, etc. | Angela K. Hung ... [et al.]. |
| PUBLICATION, DISTRIBUTION, ETC. (IMPRINT) | |
| Place of publication | Santa Monica, CA : |
| Publisher | Rand, |
| Date | c2008. |
| PHYSICAL DESCRIPTION | |
| Extent | xxiii, 204 p. : |
| Other Details | ill. (some col ; |
| Size | 28 cm. |
| SERIES STATEMENT | |
| Series statement | Technical report ; |
| Volume/sequential designation | TR-556-SEC |
| GENERAL NOTE | |
| General note | "RAND Institute for Civil Justice, LRN-RAND Center for Corporate Ethics, Law, and Governance.". |
| BIBLIOGRAPHY, ETC. NOTE | |
| Note | Includes bibliographical references (p. 199-204). |
| SUBJECT ADDED ENTRY--TOPICAL TERM | |
| Topical Heading | Securities |
| Form | United States. |
| SUBJECT ADDED ENTRY--TOPICAL TERM | |
| Topical Heading | Securities industry |
| General | Law and legislation |
| Form | United States. |
| SUBJECT ADDED ENTRY--TOPICAL TERM | |
| Topical Heading | Investment advisors |
| General | Legal status, laws, etc. |
| Form | United States. |
| SUBJECT ADDED ENTRY--TOPICAL TERM | |
| Topical Heading | Stockbrokers |
| General | Legal status, laws, etc. |
| Form | United States. |
| ADDED ENTRY | |
| Personal name | Hung, Angela A. |
| SERIES UNIFORM TITLE | |
| Series Uniform Title | Technical report (Rand Corporation ; |
| ELECTRONIC LOCATION AND ACCESS | |
| Uniform Resource Identifier | <a href="https://uowd.box.com/s/ag8teo838mkdgrsn9gy6fsuthj778bnv">https://uowd.box.com/s/ag8teo838mkdgrsn9gy6fsuthj778bnv</a> |
| Public note | Location Map |
| SUBJECT ADDED ENTRY--TOPICAL TERM | |
| -- | 47821 |
| SUBJECT ADDED ENTRY--TOPICAL TERM | |
| -- | 49068 |
| SUBJECT ADDED ENTRY--TOPICAL TERM | |
| -- | 53264 |
| SUBJECT ADDED ENTRY--TOPICAL TERM | |
| -- | 53265 |
| ADDED ENTRY | |
| -- | 53266 |
| SERIES UNIFORM TITLE | |
| -- | 53267 |
| Date last seen | Full call number | Barcode | Cost, replacement price | Price effective from | Koha item type | Lost status | Source of classification or shelving scheme | Damaged status | Not for loan | Withdrawn status | Permanent location | Current location | Shelving location | Date acquired | Source of acquisition |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 26/01/2017 | 346.730922 HU IN | T0039892 | 31.35 | 26/01/2017 | REGULAR | Dewey Decimal Classification | University of Wollongong in Dubai | University of Wollongong in Dubai | Main Collection | 22/09/2010 | AMAUK |