Entry Topical Term

Number of records used in: 1

001 - CONTROL NUMBER

• control field: 53265

003 - CONTROL NUMBER IDENTIFIER

• control field: ByWater

005 - DATE AND TIME OF LATEST TRANSACTION

• control field: 20220412094539.0

008 - FIXED-LENGTH DATA ELEMENTS

• fixed length control field: 220412|| aca||aabn | a|a d

040 ## - CATALOGING SOURCE

• Original cataloging agency: ByWater
• Transcribing agency: ByWater

150 ## - HEADING--TOPICAL TERM

• Topical term or geographic name entry element: Stockbrokers
• General subdivision: Legal status, laws, etc.
• Geographic subdivision: United States.

670 ## - SOURCE DATA FOUND

• Source citation: Work cat.: (ByWater)4802: Investor and industry perspectives on investment advisers and broker-dealers /, c2008.