Promoting information in the marketplace for financial services : financial market regulation and international standards
By: Latimer, Paul
Title By: Maume, Philipp
Material type: BookPublisher: Cham : Springer International, c2015.Description: xv, 238 p. : ill. ; 24 cm.ISBN: 9783319352305Subject(s): International finance -- Law and legislation | Finance -- Law and legislationDDC classification: 343.03 LA PR Online resources: Location MapItem type | Home library | Call number | Status | Date due | Barcode | Item holds |
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REGULAR | University of Wollongong in Dubai Main Collection | 343.03 LA PR (Browse shelf) | Available | T0055341 |
, Shelving location: Main Collection Close shelf browser
342.940878 WO ME Women and the law in Australia / | 343.076 WT OA Wto agreement series : | 343.410998 JO PU Publishing law | 343.03 LA PR Promoting information in the marketplace for financial services : | 343.04 AG MO Mohammedan theories of finance : | 343.04 BA FO Foundations of taxation law / | 343.04 BA FO Foundations of taxation law / |
1. Introduction: promoting information -- 2. Disclosure of financial and non-financial information in the marketplace -- 3. How should financial markets be regulated to ensure that information is provided? -- 4. Promoting information under broker/client rules at common caw and in equity -- 5. The failure of industry licensing to keep the market informed: obligation to provide financial services 'efficiently, honestly and fairly' -- 6. The ability of the commission to achieve disclosure in financial markets -- 7. Stock exchanges and the promotion of information -- 8. Towards principles-based regulation.
"This book provides a unique comparative and global analysis of the regulation of disclosure in financial (securities) markets. It is written by two authors who represent both the new world (Australia) and the old world (Germany). The authors present their research in the global business context, with legal and regulatory perspectives including some references from Africa, Asia, the Middle East and South America."--Back cover.